We implement best practice governance procedures for all our activities to ensure maximum transparency and security of our clients’ assets at all times. Your assets are held independently by an external custodian who will establish a personalised account on your behalf, recording all the assets in your investment portfolio.

 

We have chosen to adopt the CFA Institute's Code of Ethics, Standards of Professional Conduct and Asset Manager Code of Professional Conduct. High ethical standards are critical to maintaining the investing public’s trust in financial markets and in the investment profession.

 

Our Directors, Employees and Authorised Representatives are bound by the following codes which are fundamental to the values of our company and essential in achieving its mission of professional excellence in client service, investment management, quantitative investment research and product development.

 

Our Board of Directors and executive officers/senior management operate in accordance with Newport Private Wealth's Board Charter.

 

We maintain a business continuity plan designed to minimise disruption in services provided to clients, and allow for the restoration of critical resources as well as the use of alternate locations should access to our offices become unavailable. This plan identifies mission critical processes and provides for their recovery in the event of various types of business interruptions. This plan is continually evaluated and amended as necessary to ensure that the customer impact of any business interruption is minimised.